SFC Licences of LAU Lei 劉莉
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 15 November 2011 | 07 September 2013 |
| Merrill Lynch Far East Limited | RE | 2 | 13 July 2011 | 07 September 2013 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 13 July 2011 | 07 September 2013 |
| Cinda International Investment Management Limited 信達國際投資管理有限公司 | RE | 3 | 14 June 2005 | 05 February 2006 |