SFC Licences of MC CUE Brandon James
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 14 January 2008 | 21 January 2008 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 26 September 2006 | 03 October 2006 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 | RE | 4 | 17 October 2005 | 19 October 2005 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 | RE | 4 | 18 June 2005 | 23 June 2005 |