SFC Licences of MA Anny 馬曉薇

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
BCT Financial Limited 銀聯金融有限公司
RE 1, 4 24 August 2016
Principal Investment & Retirement Services Limited 信安投資及退休金服務有限公司
RE 4 25 June 2015 16 July 2016
Principal Investment & Retirement Services Limited 信安投資及退休金服務有限公司
RE 1 10 October 2014 16 July 2016
Principal Asset Management Company (Asia) Limited 信安資金管理(亞洲)有限公司
RE 4 19 May 2009 07 December 2009
Angus Moore Limited 安格摩亞投資管理國際有限公司
RE 4 06 February 2008 28 August 2008
Gladstone Morgan Portfolio Services Limited
RE 4 11 July 2005 14 January 2008