SFC Licences of KHOSLA Navjeewan Jatinder

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Merrill Lynch Far East Limited RE 2 07 December 2015 23 February 2018
Merrill Lynch Far East Limited RE 1 07 December 2015 23 February 2018
Merrill Lynch (Asia Pacific) Limited RE 1 07 December 2015 23 February 2018
UBS Asset Management (Hong Kong) Limited RE 1 10 April 2013 05 December 2013
UBS Asset Management (Hong Kong) Limited RE 2 01 February 2013 05 December 2013
UBS Asset Management (Hong Kong) Limited RE 9 19 March 2012 05 December 2013
UBS Asset Management (Hong Kong) Limited RE 4 19 March 2012 05 December 2013
UBS Securities Asia Limited RE 2 15 April 2010 19 March 2012
UBS Securities Asia Limited RE 1 15 April 2010 19 March 2012
UBS Securities Hong Kong Limited RE 1 15 April 2010 19 March 2012
Merrill Lynch (Asia Pacific) Limited RE 1 16 June 2005 11 March 2010
Merrill Lynch Futures (Hong Kong) Limited RE 2 16 June 2005 11 March 2010
Merrill Lynch Far East Limited RE 1 16 June 2005 11 March 2010