SFC Licences of KHOSLA Navjeewan Jatinder
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Merrill Lynch Far East Limited | RE | 2 | 07 December 2015 | 23 February 2018 |
Merrill Lynch Far East Limited | RE | 1 | 07 December 2015 | 23 February 2018 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 07 December 2015 | 23 February 2018 |
UBS Asset Management (Hong Kong) Limited | RE | 1 | 10 April 2013 | 05 December 2013 |
UBS Asset Management (Hong Kong) Limited | RE | 2 | 01 February 2013 | 05 December 2013 |
UBS Asset Management (Hong Kong) Limited | RE | 9 | 19 March 2012 | 05 December 2013 |
UBS Asset Management (Hong Kong) Limited | RE | 4 | 19 March 2012 | 05 December 2013 |
UBS Securities Asia Limited | RE | 2 | 15 April 2010 | 19 March 2012 |
UBS Securities Asia Limited | RE | 1 | 15 April 2010 | 19 March 2012 |
UBS Securities Hong Kong Limited | RE | 1 | 15 April 2010 | 19 March 2012 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 16 June 2005 | 11 March 2010 |
Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 16 June 2005 | 11 March 2010 |
Merrill Lynch Far East Limited | RE | 1 | 16 June 2005 | 11 March 2010 |