SFC Licences of PEEBLES Douglas James
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 | RE | 1 | 02 July 2014 | 03 July 2014 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 | RE | 4 | 13 February 2012 | 16 February 2012 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 | RE | 4 | 05 October 2009 | 09 October 2009 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 | RE | 4 | 29 April 2008 | 30 April 2008 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 | RE | 4 | 13 June 2007 | 20 June 2007 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 | RE | 4 | 26 January 2006 | 27 January 2006 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 | RE | 4 | 15 November 2005 | 16 November 2005 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 | RE | 4 | 08 July 2005 | 13 July 2005 |