SFC Licences of SMART Timothy David
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Asia Limited | RO | 4 | 29 September 2016 | 18 March 2022 |
| UBS Securities Asia Limited | RE | 4 | 01 February 2016 | 29 September 2016 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RO | 4 | 08 June 2010 | 31 July 2012 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 4 | 09 August 2006 | 08 June 2010 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 4 | 24 June 2005 | 25 June 2005 |