SFC Licences of LAW Fung Ling, Viola 羅鳳玲

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Kietex Capital Limited 裕華資本有限公司 RO 9 04 November 2020
Kietex Capital Limited 裕華資本有限公司 RO 4 04 November 2020
Kietex Capital Limited 裕華資本有限公司 RE 9 29 October 2020 04 November 2020
Runlin Asset Management Limited 潤林資產管理有限公司 RO 9 07 May 2019 10 April 2020
Runlin Asset Management Limited 潤林資產管理有限公司 RE 9 30 April 2019 07 May 2019
Amber Hill Asset Management Limited 安山資產管理有限公司 RO 9 07 December 2018 05 April 2019
Amber Hill Asset Management Limited 安山資產管理有限公司 RO 4 07 December 2018 05 April 2019
AIF Securities Limited 亞投證券有限公司 RO 5 07 December 2018 05 April 2019
AIF Securities Limited 亞投證券有限公司 RO 2 07 December 2018 05 April 2019
AIF Securities Limited 亞投證券有限公司 RO 1 07 December 2018 05 April 2019
Amber Hill Asset Management Limited 安山資產管理有限公司 RE 4 12 October 2018 07 December 2018
AIF Securities Limited 亞投證券有限公司 RE 5 12 October 2018 07 December 2018
AIF Securities Limited 亞投證券有限公司 RE 2 12 October 2018 07 December 2018
AIF Securities Limited 亞投證券有限公司 RE 1 12 October 2018 07 December 2018
Wing Fung Futures Limited 永豐期貨有限公司 RO 2 30 May 2018 03 October 2018
Wing Fung Securities Limited 永豐證券有限公司 RO 5 30 May 2018 03 October 2018
Wing Fung Securities Limited 永豐證券有限公司 RO 4 30 May 2018 03 October 2018
Wing Fung Securities Limited 永豐證券有限公司 RO 1 30 May 2018 03 October 2018
Wing Fung Futures Limited 永豐期貨有限公司 RE 2 10 October 2017 30 May 2018
Wing Fung Securities Limited 永豐證券有限公司 RE 1 01 September 2017 30 May 2018
Big Bay Securities (HK) Limited 大灣證券(香港)有限公司 RO 1 27 January 2017 12 August 2017
MIB Futures (Hong Kong) Limited 馬銀期貨(香港)有限公司 RE 2 10 September 2015 21 November 2016
MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 RE 4 10 September 2015 21 November 2016
MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 RE 1 13 May 2015 21 November 2016
Goldenway Securities Company Limited 金匯證券有限公司 RO 1 20 November 2013 11 February 2015
Goldenway Securities Company Limited 金匯證券有限公司 RE 1 19 May 2010 20 November 2013
Cepa Alliance Securities Limited 世博證券有限公司 RE 1 19 July 2005 14 May 2010