SFC Licences of HOWIE Geoffrey Raymond
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| MF Global Hong Kong Limited 明富環球香港有限公司 | RE | 2 | 13 November 2009 | 31 January 2011 |
| Macquarie Asia Securities Limited | RO | 2 | 08 July 2008 | 06 March 2009 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 1 | 10 March 2008 | 06 March 2009 |
| Macquarie Asia Securities Limited | RE | 2 | 10 March 2008 | 08 July 2008 |
| MF Global Hong Kong Limited 明富環球香港有限公司 | RO | 5 | 26 August 2005 | 25 April 2007 |
| MF Global Hong Kong Limited 明富環球香港有限公司 | RO | 2 | 26 August 2005 | 25 April 2007 |
| MF Global Securities HK Limited 明富環球證券香港有限公司 | RO | 4 | 26 August 2005 | 25 April 2007 |
| MF Global Securities HK Limited 明富環球證券香港有限公司 | RO | 1 | 26 August 2005 | 25 April 2007 |