SFC Licences of MA Dongjun 馬東軍

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
ICBC International Securities Limited 工銀國際證券有限公司 RO 1 15 February 2012 12 April 2013
ICBC International Capital Limited 工銀國際融資有限公司 RO 6 15 December 2010 12 April 2013
ICBC International Capital Limited 工銀國際融資有限公司 RO 1 15 December 2010 12 April 2013
ICBC International Capital Limited 工銀國際融資有限公司 RE 6 24 May 2010 15 December 2010
ICBC International Capital Limited 工銀國際融資有限公司 RE 1 24 May 2010 15 December 2010
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 1 27 November 2009 01 May 2010
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 6 10 October 2008 01 May 2010
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 4 10 October 2008 01 May 2010
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 RE 4 27 June 2005 29 September 2008
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 RE 6 27 June 2005 29 September 2008