SFC Licences of MA Dongjun 馬東軍
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
ICBC International Securities Limited 工銀國際證券有限公司 | RO | 1 | 15 February 2012 | 12 April 2013 |
ICBC International Capital Limited 工銀國際融資有限公司 | RO | 6 | 15 December 2010 | 12 April 2013 |
ICBC International Capital Limited 工銀國際融資有限公司 | RO | 1 | 15 December 2010 | 12 April 2013 |
ICBC International Capital Limited 工銀國際融資有限公司 | RE | 6 | 24 May 2010 | 15 December 2010 |
ICBC International Capital Limited 工銀國際融資有限公司 | RE | 1 | 24 May 2010 | 15 December 2010 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 27 November 2009 | 01 May 2010 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 6 | 10 October 2008 | 01 May 2010 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 10 October 2008 | 01 May 2010 |
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 4 | 27 June 2005 | 29 September 2008 |
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 6 | 27 June 2005 | 29 September 2008 |