SFC Licences of YUEN Ho Man 袁浩文
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 6 | 03 December 2018 | |
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 4 | 03 December 2018 | |
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 1 | 03 December 2018 | |
J.P. Morgan Securities (Far East) Limited | RE | 6 | 13 January 2012 | 03 October 2018 |
J.P. Morgan Securities (Far East) Limited | RE | 4 | 13 January 2012 | 03 October 2018 |
J.P. Morgan Securities (Far East) Limited | RE | 1 | 13 January 2012 | 03 October 2018 |
BOCI Asia Limited 中銀國際亞洲有限公司 | RE | 6 | 04 July 2005 | 08 September 2006 |