SFC Licences of CHONG Yin Ni 莊燕妮
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Asset Management (Hong Kong) Limited | RE | 4 | 22 September 2017 | 22 March 2021 |
| UBS Asset Management (Hong Kong) Limited | RE | 1 | 22 September 2017 | 22 March 2021 |
| BNP PARIBAS ASSET MANAGEMENT ASIA Limited 法國巴黎資產管理亞洲有限公司 | RE | 4 | 10 May 2016 | 04 August 2017 |
| BNP PARIBAS ASSET MANAGEMENT ASIA Limited 法國巴黎資產管理亞洲有限公司 | RE | 1 | 10 May 2016 | 04 August 2017 |
| GAM Hong Kong Limited 環球投資(香港)有限公司 | RE | 1 | 17 June 2008 | 30 April 2016 |
| Splendor Global Investments Limited 卓智環球投資有限公司 | RE | 4 | 11 August 2005 | 15 May 2008 |