SFC Licences of SEN Arnab
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Harbour Capital Management Limited | RO | 9 | 22 September 2010 | 09 November 2021 |
| Nezu Asia Capital Management Limited 根津亞洲資本管理有限公司 | RE | 9 | 04 August 2008 | 25 March 2010 |
| HSZ (Hong Kong) Limited | RE | 9 | 02 January 2007 | 30 June 2008 |
| HSZ (Hong Kong) Limited | RE | 4 | 02 January 2007 | 30 June 2008 |
| UBS Securities Asia Limited | RE | 2 | 15 July 2005 | 18 July 2006 |
| UBS Securities Asia Limited | RE | 1 | 15 July 2005 | 18 July 2006 |