SFC Licences of LI Meng 李猛
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Ally Bridge Group (HK) Limited 滙橋資本集團(香港)有限公司 | RE | 9 | 22 September 2015 | 31 March 2018 |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RO | 6 | 30 January 2014 | 04 June 2014 |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RO | 1 | 30 January 2014 | 04 June 2014 |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 6 | 11 July 2011 | 30 January 2014 |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 11 July 2011 | 30 January 2014 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 6 | 10 April 2007 | 18 April 2011 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 10 April 2007 | 18 April 2011 |
Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 1 | 07 July 2005 | 03 September 2005 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 6 | 07 July 2005 | 03 September 2005 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 07 July 2005 | 03 September 2005 |