SFC Licences of WONG Kwok Wa 王國華
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 03 October 2017 | 29 April 2020 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 02 March 2017 | 02 October 2017 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 1 | 17 November 2015 | 20 January 2017 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 10 March 2014 | 13 November 2015 |
| Quam Securities Limited 華富建業證券有限公司 | RE | 1 | 13 February 2014 | 01 March 2014 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 09 December 2013 | 05 February 2014 |
| Fulbright Securities Limited 富昌證券有限公司 | RE | 1 | 15 March 2013 | 27 November 2013 |
| Principal Global Investors (Asia) Limited 信安環球投資(亞洲)有限公司 | RE | 4 | 24 August 2005 | 13 April 2006 |