SFC Licences of TAI Luen Kam 戴聯鑫
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Money Concepts (Asia) Holdings Limited 美國萬利理財控股有限公司 | RE | 1 | 23 November 2020 | 08 February 2021 |
| Wilson Securities Limited 滙生證券有限公司 | RE | 1 | 02 September 2016 | 07 February 2018 |
| Emperor Wealth Management Limited 英皇財富管理有限公司 | RE | 1 | 12 July 2011 | 26 November 2015 |
| Emperor Securities Limited 英皇證券有限公司 | RE | 1 | 12 July 2011 | 26 November 2015 |
| MFG Limited 峰滙金融集團有限公司 | RE | 4 | 21 September 2010 | 22 June 2011 |
| MFG Limited 峰滙金融集團有限公司 | RE | 1 | 21 September 2010 | 22 June 2011 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 | RE | 1 | 22 August 2005 | 05 August 2010 |