SFC Licences of KIM Hyoung Nam
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 | RE | 4 | 11 November 2020 | 27 March 2024 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 | RE | 1 | 11 November 2020 | 27 March 2024 |
| Invesco Hong Kong Limited (trading as Invesco Asia Pacific) 景順投資管理有限公司(以景順投資管理名義經營業務) | RE | 4 | 08 October 2013 | 01 November 2020 |
| Invesco Hong Kong Limited (trading as Invesco Asia Pacific) 景順投資管理有限公司(以景順投資管理名義經營業務) | RE | 1 | 08 October 2013 | 01 November 2020 |
| Invesco Asset Management Asia Limited 景順投資管理亞洲有限公司 | RE | 1 | 08 October 2013 | 01 November 2020 |
| Lombard Odier (Hong Kong) Limited 瑞士隆奧(香港)有限公司 | RE | 1 | 15 September 2011 | 19 September 2013 |
| Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 17 March 2008 | 31 March 2009 |
| Merrill Lynch Far East Limited | RE | 1 | 21 February 2008 | 31 March 2009 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 21 February 2008 | 31 March 2009 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 19 July 2005 | 12 February 2008 |