SFC Licences of LAM Kin Ying 林建英
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Huarong International Securities Limited 華融國際證券有限公司 | RE | 4 | 19 November 2009 | 16 July 2010 |
Huarong International Securities Limited 華融國際證券有限公司 | RE | 1 | 22 January 2009 | 16 July 2010 |
Head & Shoulders Securities Limited 聯合證券有限公司 | RE | 1 | 03 December 2008 | 30 April 2009 |