SFC Licences of KAM Tyran 金泰倫
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Fitch (Hong Kong) Limited 惠譽國際評級有限公司 | RE | 10 | 04 June 2018 | |
QUAD Capital Management Limited | RE | 9 | 15 September 2015 | 31 May 2018 |
QUAD Capital Management Limited | RE | 4 | 15 September 2015 | 31 May 2018 |
Light & Salt Capital Management Limited 亮存資產管理有限公司 | RE | 9 | 30 September 2014 | 21 August 2015 |
Brevan Howard (Hong Kong) Limited | RE | 1 | 22 November 2012 | 12 February 2014 |
Brevan Howard (Hong Kong) Limited | RE | 9 | 03 July 2012 | 12 February 2014 |
Brevan Howard (Hong Kong) Limited | RE | 5 | 26 April 2010 | 12 February 2014 |
Brevan Howard (Hong Kong) Limited | RE | 4 | 26 April 2010 | 12 February 2014 |
UBS Securities Asia Limited | RE | 4 | 11 May 2006 | 03 September 2009 |
HSBC Securities (Asia) Limited | RE | 4 | 25 July 2005 | 12 November 2005 |