SFC Licences of LAW Wai Yan 羅偉仁
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Hantec Wealth Management Company Limited 亨達財富管理有限公司 | RE | 9 | 28 February 2023 | |
| Hantec Wealth Management Company Limited 亨達財富管理有限公司 | RE | 4 | 28 February 2023 | |
| Hantec Futures Limited 亨達期貨有限公司 | RE | 2 | 16 February 2023 | |
| Hantec Securities Co. Limited 亨達證券有限公司 | RE | 1 | 16 February 2023 | |
| CES Forex (HK) Limited 光證外匯（香港）有限公司 | RE | 3 | 18 February 2013 | 29 January 2023 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 | RE | 2 | 26 July 2005 | 29 January 2023 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 | RE | 1 | 26 July 2005 | 29 January 2023 |