SFC Licences of CHAN Tsz Wo 陳子和
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| iSAM Securities (HK) Limited | RE | 3 | 23 July 2021 | |
| Rakuten Securities Hong Kong Limited 樂天證券香港有限公司 | RE | 3 | 14 May 2010 | 05 January 2011 |
| Hong Kong Forex Investment Limited 香港外匯投資有限公司 | RE | 3 | 25 August 2005 | 22 January 2007 |