SFC Licenceholders of iSAM Securities (HK) Limited
- isprimehk@isprimefx.com.hk
- Website
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Licenceholders | Role | Licences | Start date | End date |
---|---|---|---|---|
CHAN Tsz Wo 陳子和 | RE | 3 | 23 July 2021 | |
GAO Qifan 高綺繁 | RE | 3 | 12 January 2021 | 01 April 2021 |
HO Shuk Kan Crystal 何淑勤 | RO | 3 | 23 December 2019 | 30 November 2020 |
JOCK Kevin Andrew | RE | 3 | 19 February 2020 | 06 March 2023 |
KIM Phil Young | RO | 3 | 09 May 2023 | |
KIM Phil Young | RE | 3 | 09 March 2023 | 09 May 2023 |
LI Ho Pan 李皓斌 | RE | 3 | 03 March 2020 | 28 April 2021 |
LUK Pui Yee, Yvonne 陸佩儀 | RO | 3 | 28 June 2021 | |
LUK Pui Yee, Yvonne 陸佩儀 | RE | 3 | 07 May 2021 | 28 June 2021 |
MAN Ka Nam 聞嘉南 | RE | 3 | 25 August 2021 | |
OU Weiting 歐韋廷 | RE | 3 | 25 September 2023 | |
ROBBINS William Ralph Quentin | RO | 3 | 23 December 2019 | 12 May 2023 |
SHER Roy | RO | 3 | 14 June 2023 | 08 December 2023 |
SITLANI Raj Kumar Sunder | RO | 3 | 23 December 2019 | 12 May 2023 |
TAN De Cheng | RO | 3 | 08 May 2023 | |
TAN De Cheng | RE | 3 | 27 April 2020 | 08 May 2023 |
YANG Shuyi 楊姝逸 | RE | 3 | 18 February 2020 | 07 August 2020 |
ZHA Zhenbang 查振邦 | RE | 3 | 05 July 2023 |