SFC Licences of LUI Wai Yip 呂偉業
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 | RE | 2 | 13 February 2017 | |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 | RE | 1 | 13 February 2017 | |
| Tung Shing Futures (Brokers) Limited 東盛期貨(經紀)有限公司 | RE | 2 | 28 November 2011 | 12 February 2017 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 | RE | 1 | 28 November 2011 | 12 February 2017 |
| ICBC International Futures Limited 工銀國際期貨有限公司 | RE | 2 | 06 July 2009 | 16 November 2011 |
| ICBC International Securities Limited 工銀國際證券有限公司 | RE | 1 | 08 June 2009 | 16 November 2011 |
| CLSA Limited 中信里昂證券有限公司 | RE | 1 | 27 July 2005 | 04 March 2009 |