SFC Licences of YAU Yiu Keung 丘耀強
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Phillip Capital Management (HK) Limited 輝立資本管理(香港)有限公司 | RE | 9 | 17 April 2013 | |
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 4 | 17 April 2013 | |
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 17 April 2013 | |
Altruist Financial Group Limited 進邦匯理有限公司 | RE | 9 | 03 August 2009 | 06 January 2013 |
Altruist Financial Group Limited 進邦匯理有限公司 | RE | 4 | 26 September 2005 | 06 January 2013 |