SFC Licences of LAU Fu Man 劉富民
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BC Asia Asset Management Limited | RO | 9 | 30 June 2021 | 05 November 2021 |
| BC Asia Asset Management Limited | RO | 1 | 30 June 2021 | 05 November 2021 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 1 | 17 January 2014 | 25 September 2015 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 5 | 01 June 2012 | 25 September 2015 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 2 | 01 June 2012 | 25 September 2015 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 5 | 24 June 2008 | 17 September 2010 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 4 | 24 June 2008 | 17 September 2010 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 2 | 05 June 2008 | 17 September 2010 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 1 | 05 June 2008 | 17 September 2010 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 | RE | 2 | 18 August 2006 | 23 November 2009 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 | RE | 1 | 08 August 2005 | 23 November 2009 |