SFC Licences of LAURENS Xavier Emmanuel
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Sunrise Brokers (Hong Kong) Limited | RO | 2 | 12 January 2016 | 04 December 2020 |
| Sunrise Brokers (Hong Kong) Limited | RO | 1 | 12 January 2016 | 04 December 2020 |
| Sunrise Brokers (Hong Kong) Limited | RE | 2 | 09 November 2015 | 12 January 2016 |
| Sunrise Brokers (Hong Kong) Limited | RE | 1 | 09 November 2015 | 12 January 2016 |
| ICAP Equities Asia Limited | RO | 1 | 12 July 2011 | 12 September 2012 |
| ICAP Securities Hong Kong Limited | RO | 2 | 26 November 2007 | 24 July 2014 |
| ICAP Securities Hong Kong Limited | RO | 1 | 26 November 2007 | 24 July 2014 |
| ICAP Securities Hong Kong Limited | RE | 2 | 07 October 2005 | 26 November 2007 |
| ICAP Securities Hong Kong Limited | RE | 1 | 07 October 2005 | 26 November 2007 |