SFC Licences of YAO Li 姚黎
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Merrill Lynch Far East Limited | RE | 1 | 25 January 2007 | 25 April 2008 |
| Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 02 November 2006 | 25 April 2008 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 02 November 2006 | 25 April 2008 |
| Chi Capital Securities Limited | RE | 1 | 17 October 2005 | 03 April 2006 |
| Chi Capital Securities Limited | RE | 9 | 17 October 2005 | 03 April 2006 |
| Chi Capital Securities Limited | RE | 4 | 17 October 2005 | 03 April 2006 |