SFC Licences of WANG Sheng 王晟
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 | RO | 6 | 24 October 2022 | |
| China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 | RO | 1 | 24 October 2022 | |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RO | 1 | 17 July 2017 | 13 July 2022 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RO | 6 | 21 December 2015 | 13 July 2022 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 1 | 16 August 2013 | 17 July 2017 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 6 | 13 November 2008 | 21 December 2015 |
| China International Capital Corporation (International) Limited 中國國際金融(國際)有限公司 | RE | 6 | 16 August 2005 | 16 October 2008 |