SFC Licences of KUM Yan Ting 甘欣庭
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 | RE | 9 | 19 July 2016 | 10 December 2018 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 | RE | 4 | 19 July 2016 | 10 December 2018 |
| Morningstar Investment Management Asia Limited | RE | 4 | 12 May 2014 | 27 June 2016 |
| Morningstar Investment Management Asia Limited | RE | 9 | 12 May 2014 | 02 March 2016 |
| Polaris Capital (Asia) Limited 寶來資本(亞洲)有限公司 | RE | 1 | 22 May 2006 | 18 August 2006 |
| Celestial Securities Limited 時富證券有限公司 | RE | 1 | 12 September 2005 | 15 May 2006 |