SFC Licenceholders of Morningstar Investment Management Asia Limited
- hksupport@morningstar.com
- Website
- No website
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Licenceholders | Role | Licences | Start date | End date |
|---|---|---|---|---|
| ABEYGUNAWARDANA Shihan Chamila | RE | 4 | 22 January 2019 | |
| BAKER Daniel Robert | RE | 4 | 18 February 2021 | |
| BAKER Daniel Robert | RO | 4 | 16 September 2015 | 18 February 2021 |
| BAKER Daniel Robert | RE | 4 | 17 November 2014 | 16 September 2015 |
| BEAUDOIN Hunter Reece | RE | 4 | 23 September 2021 | |
| BHAT Sundeep | RE | 4 | 26 November 2019 | 13 February 2023 |
| BLOOMER Joel Robert | RO | 4 | 08 December 2014 | 09 October 2015 |
| CAMPBELL Elizabeth Jingxi Peng | RE | 4 | 03 December 2018 | 13 April 2022 |
| CHALK Nicholas Gyles Edward | RE | 4 | 11 March 2019 | 31 March 2020 |
| CHAN Ching Yee 陳靖怡 | RE | 4 | 02 December 2020 | |
| CHAN Wing Hei 陳永熙 | RO | 4 | 07 December 2015 | |
| CHAN Wing Hei 陳永熙 | RE | 4 | 17 November 2014 | 07 December 2015 |
| CHENG Chia-Lun 鄭家倫 | RE | 4 | 23 March 2016 | 23 March 2021 |
| CHEUNG Hoi Ki 張凱騏 | RE | 4 | 11 August 2022 | 12 January 2024 |
| CHEUNG Nicholas 張瀚升 | RO | 4 | 21 September 2016 | |
| CHOW William Kong Meng 仇光明 | RE | 4 | 04 June 2020 | 31 January 2022 |
| CHOY Tsun Kit, Jackie 蔡俊傑 | RE | 4 | 17 November 2014 | |
| DANIELS Andrew Scott | RE | 4 | 03 December 2018 | 22 February 2021 |
| DIETRICH Peter | RE | 4 | 17 August 2016 | 19 December 2018 |
| FLORO Jeff Rey | RE | 4 | 11 December 2015 | 02 March 2018 |
| FOONG Pooi Ken | RE | 4 | 14 November 2019 | 28 April 2021 |
| GALLOWAY Christopher Andrew | RO | 4 | 08 May 2014 | 31 December 2016 |
| GALLOWAY Christopher Andrew | RO | 9 | 08 May 2014 | 07 March 2016 |
| GE Patrick Yuanning | RE | 4 | 05 June 2019 | 09 September 2022 |
| GORHAM Philip Matthew | RO | 4 | 04 January 2021 | 31 July 2023 |
| GORHAM Philip Matthew | RE | 4 | 10 November 2020 | 04 January 2021 |
| GRABOW Adam Michael | RE | 4 | 12 February 2015 | 12 March 2021 |
| GRABOW Adam Michael | RE | 9 | 12 February 2015 | 07 March 2016 |
| HU Song | RE | 4 | 14 August 2015 | 20 June 2017 |
| HUI Ka Wo 許家和 | RE | 4 | 02 August 2022 | |
| ITO Kazunori | RE | 4 | 11 May 2016 | 20 June 2017 |
| KAN Siu Chung 簡兆聰 | RE | 4 | 08 May 2023 | |
| KENNAWAY Grant Lindsay | RO | 4 | 08 December 2014 | 31 December 2016 |
| KUM Yan Ting 甘欣庭 | RE | 4 | 12 May 2014 | 27 June 2016 |
| KUM Yan Ting 甘欣庭 | RE | 9 | 12 May 2014 | 02 March 2016 |
| KUMAGAI Mari | RE | 4 | 17 February 2016 | 20 June 2017 |
| LAIDLAW Mark | RE | 4 | 05 October 2015 | 26 March 2018 |
| LEE Chok Wai | RO | 4 | 19 February 2024 | |
| LEE Chok Wai | RE | 4 | 07 November 2019 | 19 February 2024 |
| LEE Chok Wai | RE | 4 | 22 December 2015 | 16 March 2018 |
| LEE Jay Shen | RE | 4 | 08 August 2018 | 20 August 2023 |
| LEE Philip Thomas | RE | 4 | 01 February 2019 | 31 May 2023 |
| LEE Yuk Yeung, Phelix 李旭暘 | RE | 4 | 25 October 2019 | |
| LIANG Zhengwei 梁政瑋 | RE | 4 | 06 June 2019 | |
| LO Samuel | RE | 4 | 24 January 2020 | |
| NEL Jan Abraham | RE | 4 | 09 July 2018 | 06 September 2019 |
| PANG Ho Chuen 彭浩銓 | RE | 4 | 28 November 2019 | 15 January 2021 |
| PANG Yuk Hung | RE | 4 | 30 October 2019 | |
| PUTATUNDA Rajarshi | RE | 4 | 04 September 2020 | |
| QU Chenchen 屈辰晨 | RE | 4 | 21 June 2019 | 30 September 2023 |
| SHARE Chung Man, Germaine 佘仲文 | RE | 4 | 17 November 2014 | |
| SONG Xiao Wei 宋曉偉 | RE | 4 | 17 September 2015 | 20 June 2017 |
| SU Ruzhe 蘇汝哲 | RE | 4 | 23 March 2018 | |
| SUN Fei 孫飛 | RE | 4 | 23 February 2022 | |
| SUN Jia 孫佳 | RE | 4 | 23 November 2021 | 02 March 2022 |
| SUN Wen 孫雯 | RE | 4 | 13 October 2015 | 31 August 2017 |
| TAM Yee Hang 譚綺蘅 | RE | 4 | 17 November 2014 | |
| TAN Edna Lorraine | RE | 4 | 22 February 2017 | |
| TAN Edna Lorraine | RO | 4 | 29 September 2015 | 22 February 2017 |
| TAN Edna Lorraine | RE | 4 | 17 August 2015 | 29 September 2015 |
| TAN Jiaping 譚嘉萍 | RE | 4 | 15 September 2015 | 20 June 2017 |
| TAO Jin 陶瑾 | RO | 9 | 08 May 2014 | 29 February 2016 |
| TAO Jin 陶瑾 | RO | 4 | 08 May 2014 | 29 February 2016 |
| TSAI Ti-yun 蔡笛韻 | RE | 4 | 18 November 2019 | 18 March 2022 |
| TSANG Ho Yin 曾浩賢 | RE | 4 | 30 August 2021 | |
| VAZQUEZ NG Chau Po Teresa 吳秋寶 | RE | 4 | 17 June 2020 | 06 October 2023 |
| WANG Chien-Kai 王健凯 | RE | 4 | 04 October 2021 | |
| WEI Shanshan 韋珊珊 | RE | 4 | 26 August 2016 | 20 June 2017 |
| WONG Chi Lok, Cedric 黃志樂 | RE | 4 | 07 December 2015 | 21 June 2019 |
| WONG Chi Lok, Cedric 黃志樂 | RE | 9 | 07 December 2015 | 02 March 2016 |
| WONG Sze Man 黃思敏 | RE | 4 | 21 January 2016 | 05 August 2016 |
| WONG Sze Man 黃思敏 | RO | 4 | 05 August 2016 | 09 June 2017 |
| WOO Stephanie Ka Wai 胡家瑋 | RE | 4 | 03 February 2017 | 06 November 2020 |
| WU Michael Kai-tai 胡啟泰 | RE | 4 | 17 November 2014 | 14 December 2022 |
| WU Yuening 吴粤宁 | RE | 4 | 30 August 2022 | |
| XIE Yu 謝瑜 | RE | 4 | 07 September 2015 | 09 April 2020 |
| YANG Shuchao 楊書超 | RE | 4 | 12 October 2023 | |
| YEW Yeow Xin Don 尤孝鑫 | RE | 4 | 11 December 2015 | 12 July 2017 |
| YI Jiaping 易佳平 | RE | 4 | 21 March 2016 | 17 March 2017 |
| ZHANG Junfei 張峻菲 | RE | 4 | 01 September 2021 | |
| ZHENG Yongcan | RE | 4 | 21 March 2016 | 14 March 2017 |
| ZHONG Phillip Yun 鍾允 | RE | 4 | 06 March 2015 | 26 March 2021 |