SFC Licences of NG Hon Ki, Burgess 吳漢基
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| OnePlatform Asset Management Limited 環一資產管理有限公司 | RE | 1 | 16 April 2014 | 12 June 2018 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 | RE | 4 | 24 March 2009 | 14 November 2009 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 | RE | 1 | 24 March 2009 | 14 November 2009 |
| Southwest Securities (HK) Asset Management Limited 西證(香港)資產管理有限公司 | RO | 4 | 20 December 2007 | 22 January 2009 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 | RE | 1 | 20 December 2007 | 22 January 2009 |
| Southwest Securities (HK) Asset Management Limited 西證(香港)資產管理有限公司 | RE | 4 | 05 December 2007 | 20 December 2007 |
| Sun Life Hong Kong Limited 香港永明金融有限公司 | RE | 4 | 10 September 2005 | 22 November 2007 |