SFC Licences of CHEN Yen Hwa 陳燕華
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| First Securities (HK) Limited 第一證券(香港)有限公司 | RE | 1 | 21 December 2009 | 09 March 2012 |
| KGI Wealth Management Limited 凱基財富管理有限公司 | RE | 1 | 30 September 2005 | 19 December 2009 |
| KGI Wealth Management Limited 凱基財富管理有限公司 | RE | 4 | 30 September 2005 | 19 December 2009 |