SFC Licences of SO Adam Chunfung 蘇俊豐
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Everbright Securities Global (HK) Limited 光大證券環球(香港)有限公司 | RE | 6 | 15 November 2011 | 25 June 2014 |
Everbright Securities Global (HK) Limited 光大證券環球(香港)有限公司 | RE | 1 | 15 November 2011 | 25 June 2014 |
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 | RE | 1 | 15 November 2011 | 25 June 2014 |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 17 April 2007 | 11 February 2009 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 16 August 2005 | 10 February 2007 |
Merrill Lynch (Asia Pacific) Limited | RE | 4 | 16 August 2005 | 10 February 2007 |
Merrill Lynch (Asia Pacific) Limited | RE | 6 | 16 August 2005 | 10 February 2007 |
Merrill Lynch Far East Limited | RE | 1 | 16 August 2005 | 10 February 2007 |
Merrill Lynch Far East Limited | RE | 4 | 16 August 2005 | 10 February 2007 |
Merrill Lynch Far East Limited | RE | 6 | 16 August 2005 | 10 February 2007 |