SFC Licences of SO Adam Chunfung 蘇俊豐

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Everbright Securities Global (HK) Limited 光大證券環球(香港)有限公司 RE 6 15 November 2011 25 June 2014
Everbright Securities Global (HK) Limited 光大證券環球(香港)有限公司 RE 1 15 November 2011 25 June 2014
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 1 15 November 2011 25 June 2014
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 1 17 April 2007 11 February 2009
Merrill Lynch (Asia Pacific) Limited RE 1 16 August 2005 10 February 2007
Merrill Lynch (Asia Pacific) Limited RE 4 16 August 2005 10 February 2007
Merrill Lynch (Asia Pacific) Limited RE 6 16 August 2005 10 February 2007
Merrill Lynch Far East Limited RE 1 16 August 2005 10 February 2007
Merrill Lynch Far East Limited RE 4 16 August 2005 10 February 2007
Merrill Lynch Far East Limited RE 6 16 August 2005 10 February 2007