SFC Licences of LAI Ting Yan, Joyce 黎庭欣
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 6 | 29 April 2011 | 25 August 2014 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 29 April 2011 | 25 August 2014 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 1 | 29 April 2011 | 31 January 2012 |
| Merrill Lynch Far East Limited | RE | 2 | 31 August 2010 | 02 April 2011 |
| Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 16 May 2008 | 31 August 2010 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 16 August 2005 | 02 April 2011 |
| Merrill Lynch (Asia Pacific) Limited | RE | 6 | 16 August 2005 | 01 April 2008 |
| Merrill Lynch Far East Limited | RE | 1 | 16 August 2005 | 01 April 2008 |
| Merrill Lynch Far East Limited | RE | 4 | 16 August 2005 | 01 April 2008 |
| Merrill Lynch Far East Limited | RE | 6 | 16 August 2005 | 01 April 2008 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 16 August 2005 | 01 April 2008 |