SFC Licences of PUN Wai Mui, Eliza 潘惠梅

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
KGI Asia Limited 凱基證券亞洲有限公司 RE 4 12 March 2015 20 September 2017
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 12 March 2015 20 September 2017
KGI Asset Management Limited 凱基資產管理有限公司 RE 4 29 July 2013 20 September 2017
KGI Asset Management Limited 凱基資產管理有限公司 RE 1 29 July 2013 20 September 2017
T G Holborn (HK) Limited 浩邦﹝香港﹞有限公司 RE 4 03 October 2005 18 October 2013