SFC Licences of QIAN Jin 錢進

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
China Industrial Securities International Brokerage Limited 興證國際證券有限公司 RO 1 28 July 2017
China Industrial Securities International Brokerage Limited 興證國際證券有限公司 RO 4 28 July 2017
China Industrial Securities International Brokerage Limited 興證國際證券有限公司 RE 4 27 March 2017 28 July 2017
China Industrial Securities International Brokerage Limited 興證國際證券有限公司 RE 1 27 March 2017 28 July 2017
China Industrial Securities International Brokerage Limited 興證國際證券有限公司 RO 4 17 August 2016 27 March 2017
China Industrial Securities International Brokerage Limited 興證國際證券有限公司 RO 1 17 August 2016 27 March 2017
China Industrial Securities International Brokerage Limited 興證國際證券有限公司 RE 4 12 May 2016 17 August 2016
China Industrial Securities International Brokerage Limited 興證國際證券有限公司 RE 1 12 May 2016 17 August 2016
KB Securities Hong Kong Limited 國民證券香港有限公司 RE 1 06 May 2013 29 April 2016
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 20 July 2012 13 April 2013
Paribas Asia Equity Limited (trading as Paribas) 巴黎巴亞洲証券有限公司 RE 1 06 June 2008 04 December 2008
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 1 06 June 2008 04 December 2008
D.B. Zwirn Asia Partners Limited RE 4 05 October 2007 07 May 2008
D.B. Zwirn Asia Partners Limited RE 1 17 September 2007 07 May 2008
Barclays Capital Asia Limited 巴克萊亞洲有限公司 RE 6 19 August 2005 20 July 2007
Barclays Capital Asia Limited 巴克萊亞洲有限公司 RE 1 19 August 2005 20 July 2007