SFC Licences of LU Liqin 陸勵勤
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | RE | 6 | 07 June 2012 | 13 June 2014 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 1 | 18 October 2010 | 27 April 2011 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 6 | 18 October 2010 | 27 April 2011 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 18 October 2010 | 27 April 2011 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 22 August 2005 | 30 July 2007 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 22 August 2005 | 30 July 2007 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 6 | 22 August 2005 | 30 July 2007 |