SFC Licences of ROY Karine

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司	RE	2	15 September 2011	17 April 2014
Paribas Asia Equity Limited (trading as Paribas) 巴黎巴亞洲証券有限公司	RE	1	30 August 2010	30 December 2011
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司	RE	7	04 August 2010	17 April 2014
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司	RE	1	04 August 2010	17 April 2014
BNP Paribas Futures (Hong Kong) Limited 法國巴黎期貨(香港)有限公司	RE	2	04 August 2010	30 December 2011
Newedge Broker Hong Kong Limited 新際經紀香港有限公司	RE	2	02 July 2009	28 April 2010
SG Asset Finance (Hong Kong) Limited	RE	2	02 July 2009	28 April 2010
SG Asset Finance (Hong Kong) Limited	RE	1	02 July 2009	28 April 2010
Deutsche Securities Asia Limited 德意志證券亞洲有限公司	RE	1	11 February 2008	04 April 2009
Deutsche Securities Asia Limited 德意志證券亞洲有限公司	RE	2	25 January 2008	04 April 2009
HSBC Futures (Singapore) Pte Ltd	RE	5	13 August 2007	03 January 2008
HSBC Futures (Singapore) Pte Ltd	RE	2	31 August 2005	03 January 2008
HSBC Broking Futures (Hong Kong) Limited 滙豐金融期貨(香港)有限公司	RE	2	31 August 2005	03 January 2008