SFC Licences of KOOK Soonwoong
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Oaktree Capital (Hong Kong) Limited | RE | 1 | 06 August 2018 | |
| Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 | RE | 9 | 23 September 2008 | 28 July 2018 |
| Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 | RE | 4 | 23 September 2008 | 28 July 2018 |
| Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 | RE | 1 | 23 September 2008 | 28 July 2018 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 | RE | 9 | 24 October 2005 | 03 September 2008 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 | RE | 5 | 24 October 2005 | 03 September 2008 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 | RE | 4 | 24 October 2005 | 03 September 2008 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 | RE | 1 | 24 October 2005 | 03 September 2008 |