SFC Licences of TEO Kian Bin 張建民
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 | RE | 1 | 19 December 2012 | 08 March 2013 |
Piper Jaffray Asia Limited 派杰亞洲有限公司 | RE | 6 | 03 September 2010 | 31 October 2012 |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 6 | 30 August 2005 | 18 April 2006 |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 30 August 2005 | 18 April 2006 |