SFC Licences of WONG Kwong Wui 黃冠瑋

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
UBS Asset Management (Hong Kong) Limited RE 4 17 June 2016 24 June 2016
UBS Asset Management (Hong Kong) Limited RE 1 17 June 2016 24 June 2016
Ballingal Investment Advisors Limited RO 9 29 November 2005 28 February 2007
Ballingal Investment Advisors Limited RO 5 29 November 2005 28 February 2007
Ballingal Investment Advisors Limited RO 4 29 November 2005 28 February 2007