SFC Licences of WONG Kwong Wui 黃冠瑋
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
UBS Asset Management (Hong Kong) Limited | RE | 4 | 17 June 2016 | 24 June 2016 |
UBS Asset Management (Hong Kong) Limited | RE | 1 | 17 June 2016 | 24 June 2016 |
Ballingal Investment Advisors Limited | RO | 9 | 29 November 2005 | 28 February 2007 |
Ballingal Investment Advisors Limited | RO | 5 | 29 November 2005 | 28 February 2007 |
Ballingal Investment Advisors Limited | RO | 4 | 29 November 2005 | 28 February 2007 |