SFC Licences of PADUANO Rocco

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 7 20 November 2009 22 October 2010
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 2 20 November 2009 22 October 2010
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 1 20 November 2009 22 October 2010
LXL Investment Management (Hong Kong) Limited RO 9 16 July 2009 31 August 2009
LXL Investment Management (Hong Kong) Limited RE 9 17 October 2005 16 July 2009