SFC Licences of MOE Richard Edward

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CLSA Research Limited 里昂證券投資研究有限公司 RE 4 24 January 2008 13 January 2010
Macquarie Capital Limited 麥格理資本股份有限公司 RE 4 07 September 2005 17 October 2007