SFC Licences of MOE Richard Edward
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CLSA Research Limited 里昂證券投資研究有限公司 | RE | 4 | 24 January 2008 | 13 January 2010 |
Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 4 | 07 September 2005 | 17 October 2007 |