SFC Licences of STOTZ Andrew Charles
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Aletheia Analyst Network Limited | RE | 4 | 20 January 2016 | |
| Aletheia Analyst Network Limited | RE | 4 | 25 February 2014 | 31 July 2015 |
| CLSA Research Limited 里昂證券投資研究有限公司 | RE | 4 | 26 November 2007 | 13 January 2010 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 4 | 07 September 2005 | 23 November 2005 |