SFC Licences of CAPALDI John Louis Francis
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Brevan Howard (Hong Kong) Limited | RE | 1 | 14 August 2014 | 22 October 2015 |
| FRM (Australia) Pty Limited | RO | 1 | 16 October 2006 | 20 October 2006 |
| Financial Risk Management Limited | RO | 1 | 16 October 2006 | 20 October 2006 |
| Financial Risk Management Limited | RE | 1 | 30 September 2005 | 29 October 2005 |