SFC Licences of WONG Siu Kin 黃紹乾
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Pamirs Capital (H.K.) Limited 高原証券有限公司 | RO | 6 | 10 January 2023 | |
Golden K2 Securities Limited | RO | 6 | 13 March 2017 | 30 April 2021 |
CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 | RE | 9 | 03 July 2015 | 15 October 2016 |
CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 | RE | 4 | 03 July 2015 | 15 October 2016 |
CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 | RE | 5 | 03 July 2015 | 20 July 2015 |
CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 | RO | 6 | 27 August 2013 | 15 October 2016 |
Austin Asia Securities Limited 新港亞洲證券有限公司 | RO | 6 | 14 November 2012 | 12 August 2013 |
CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 | RO | 6 | 22 March 2012 | 03 April 2013 |
Sinofortune Securities Limited 華億證券有限公司 | RE | 1 | 07 November 2005 | 12 July 2007 |
Sinofortune Financial Capital Limited 華億金融融資有限公司 | RE | 6 | 13 September 2005 | 12 July 2007 |