SFC Licences of NG Ying Kit 吳映吉
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 | RE | 6 | 04 February 2009 | 01 April 2011 |
| Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 | RE | 1 | 04 February 2009 | 01 April 2011 |
| Cushman & Wakefield Capital Asia (HK) Limited | RE | 6 | 05 March 2008 | 03 August 2008 |
| Cushman & Wakefield Capital Asia (HK) Limited | RE | 1 | 05 March 2008 | 03 August 2008 |
| Mason Securities Limited 茂宸證券有限公司 | RE | 6 | 08 March 2007 | 03 April 2007 |
| Mason Securities Limited 茂宸證券有限公司 | RE | 1 | 08 March 2007 | 03 April 2007 |
| Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 | RE | 6 | 08 January 2007 | 22 February 2007 |
| Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 | RE | 1 | 08 January 2007 | 22 February 2007 |
| Platinum Securities Company Limited 百德能證券有限公司 | RE | 1 | 07 November 2005 | 16 November 2006 |
| Platinum Securities Company Limited 百德能證券有限公司 | RE | 6 | 13 September 2005 | 16 November 2006 |