SFC Licences of MIU Tsz Wai, Fanky 繆子威
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 04 October 2021 | |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 04 October 2021 | |
ABCI Securities Company Limited 農銀國際證券有限公司 | RE | 1 | 15 February 2018 | 29 July 2021 |
ICBC International Futures Limited 工銀國際期貨有限公司 | RE | 2 | 24 February 2017 | 01 December 2017 |
ICBC International Securities Limited 工銀國際證券有限公司 | RE | 4 | 22 December 2016 | 01 December 2017 |
ICBC International Securities Limited 工銀國際證券有限公司 | RE | 1 | 02 June 2015 | 01 December 2017 |
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 | RE | 2 | 08 June 2007 | 01 September 2007 |
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 1 | 08 June 2007 | 01 September 2007 |
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 4 | 18 August 2006 | 02 June 2007 |
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 2 | 02 November 2005 | 02 June 2007 |
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 13 September 2005 | 02 June 2007 |