SFC Licences of WAT Yuen Yee 屈婉宜

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Haitong International Investment Managers Limited 海通國際投資經理有限公司 RO 4 20 December 2006 31 March 2007
Haitong International Investment Managers Limited 海通國際投資經理有限公司 RO 9 03 January 2006 31 March 2007
Haitong International Investment Managers Limited 海通國際投資經理有限公司 RO 1 03 January 2006 31 March 2007
Haitong International Investment Managers Limited 海通國際投資經理有限公司 RE 4 03 January 2006 20 December 2006
Haitong International Investment Managers Limited 海通國際投資經理有限公司 RE 9 26 October 2005 03 January 2006
Haitong International Investment Managers Limited 海通國際投資經理有限公司 RE 1 26 October 2005 03 January 2006