SFC licenceholder AML643 LI Chia-Lin 黎嘉琳

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 13 November 2020

Institution Role Licences Start date End date
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 RE [1] (Dealing in Securities) 10 March 2011
Grand Cathay Securities (Hong Kong) Limited 大華證券(香港)有限公司 RE [1] (Dealing in Securities) 28 October 2005 04 March 2011