SFC Licences of WENG Chien-Tsang 翁健藏
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| First Securities (HK) Limited 第一證券(香港)有限公司 | RO | 1 | 23 August 2011 | |
| First Securities (HK) Limited 第一證券(香港)有限公司 | RE | 1 | 08 June 2011 | 23 August 2011 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RO | 1 | 13 January 2011 | 01 June 2011 |
| KGI Wealth Management Limited 凱基財富管理有限公司 | RO | 1 | 13 January 2011 | 01 June 2011 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 18 January 2010 | 13 January 2011 |
| KGI Wealth Management Limited 凱基財富管理有限公司 | RE | 1 | 15 October 2007 | 13 January 2011 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 | RE | 1 | 20 September 2005 | 09 September 2007 |